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J.P. Morgan Wealth Management - Active Trader Desk Professional ID-5637

The U.S. Wealth Management business is focused on helping investors achieve their long-term financial goals and comprised of the Chase Wealth Management business, J.P. Morgan Securities and Self-Directed Investing - our digital investing platform. The combined business has ~$400 billion in Assets under Management and ~4,000 advisors who work out of 3,500 branches and 21 offices.

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As an Active Trader Desk Professional, you will be a key member of the J.P. Morgan Securities service team in our mission to advocate for our clients. Active Trader Desk Professionals work in a team environment to assist clients execute trades over the telephone in brokerage and retirement accounts, such as Traditional and Roth IRAs. Active Trader Desk Professionals will mitigate financial and reputational risk by ensuring accuracy in their trades. You will be leveraging industry knowledge and experience to address a variety of complex trades, including, but not limited to equities, mutual funds, derivatives, margin, debt instruments, forex, hedge funds, and large orders.

Job Responsibilities:

  • Support clients and advisors across the wealth spectrum over the telephone, including those with over $10 million in assets under management
  • Execute complex trades accurately by educating clients and aligning with their goals and objectives
  • Ensure clients comply with all regulatory requirements
  • Understand and explain transaction outcomes and risks, including marketability and liquidity of international equity trades, fund prospectus reviews for breakpoint and reinstatement qualifications, and client margin account evaluations for internal margin requirements, buying power, and risk exposure
  • Build internal and external relationships within our trade desks and escalation teams to complete client requests
  • Document all client interactions and comply with regulatory and organizational requirements.
  • Screen and assess client profiles for new investment opportunities


Required qualifications, capabilities, and skills:

  • 2+ years of relevant investment or brokerage experience
  • Active and valid FINRA Series 7 and 63, in addition to meeting FINRA continuing education requirements
  • Passion for client service and performing work with a high degree of accuracy in a fast paced environment
  • Excellent telephone communication and customer service skills, displaying a high level of professionalism
  • Responsible for monitoring emerging market trends and be a student of the industry
  • Strong understanding of investment products, securities, market risks and order types
  • Strong compliance record in prior position(s) and ability to hold a registration in all 50 states & U.S. Territories
  • Ability to execute client transitions in the capitol and debit markets while delivering on the value proposition of JPMorgan's best in class reputation
  • Ability to manage multiple priorities in a fast-paced environment; adaptive to change
  • Extremely organized and detail oriented,


Preferred qualifications, capabilities, and skills

  • 5+ years of financial services experience
  • Familiarity with FactSet or equivalent trading investment platforms
  • Experience with identifying additional investment opportunities
  • Excellent analytical skills
  • Bachelor's degree in related field preferred
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